Broadridge Financial Solutions insider activity
What the executives and directors of Broadridge Financial Solutions actually did with their own shares, decoded from their SEC Form 4 filings. Each figure says the stretch of time it covers.
−$2.6M
net open-market flow, 12 m
1 open-market buy, 12 m
0%
of sale value on 10b5-1 plans, 12 m
199 days since an insider bought, whole record
The tape: three years of insider trades
Open-market buy
Discretionary sale
Planned sale (10b5-1)
Reported-price path
Routine
Every marker sits at the price reported on the Form 4. The line is the monthly median of all prices insiders reported, so the chart needs no market feed; the grey strip is the routine flow (grants, vestings, tax withholding and gifts) that a headline gets wrong by counting it as selling.
The 243 routine events on the chart, as a list
| Date | Insider | Shares |
|---|---|---|
| Aug 12, 2026 | Gokey Timothy C | 33K |
| Aug 12, 2026 | DESCHUTTER DOUGLAS RICHARD | 1,783 |
| Aug 12, 2026 | PERRY CHRISTOPHER JOHN | 9,308 |
| Aug 12, 2026 | Carey Thomas P | 5,275 |
| Aug 12, 2026 | Stingi Richard John | 2,172 |
| Aug 12, 2026 | Ghei Ashima | 466 |
| Jul 2, 2026 | FLOWERS MELVIN L | 18 |
| Jul 2, 2026 | MURRAY EILEEN K | 38 |
| Jul 2, 2026 | Duelks Robert N | 143 |
| Jul 2, 2026 | Markus Maura A. | 134 |
| Jul 2, 2026 | Zavery Amit | 60 |
| Jul 2, 2026 | Nazareth Annette L. | 39 |
| Jul 2, 2026 | Mosconi Patricia Ann | 3 |
| Jun 27, 2026 | Ghei Ashima | 3,414 |
| Jun 10, 2026 | MURRAY EILEEN K | 445 |
| Jun 10, 2026 | Markus Maura A. | 239 |
| Jun 10, 2026 | Zavery Amit | 206 |
| Jun 10, 2026 | Nazareth Annette L. | 206 |
| Jun 10, 2026 | Mosconi Patricia Ann | 206 |
| Apr 8, 2026 | keller brett | 257 |
| Apr 8, 2026 | MURRAY EILEEN K | 413 |
| Apr 8, 2026 | Markus Maura A. | 322 |
| Apr 8, 2026 | Zavery Amit | 228 |
| Apr 8, 2026 | Nazareth Annette L. | 210 |
| Apr 8, 2026 | FLOWERS MELVIN L | 16 |
| Apr 8, 2026 | Duelks Robert N | 127 |
| Apr 8, 2026 | Mosconi Patricia Ann | 2 |
| Apr 1, 2026 | Jarkowski Hope M. | 3,792 |
| Mar 5, 2026 | Mosconi Patricia Ann | 420 |
| Mar 2, 2026 | Duelks Robert N | 34K |
| Jan 5, 2026 | FLOWERS MELVIN L | 11 |
| Jan 5, 2026 | keller brett | 57 |
| Jan 5, 2026 | MURRAY EILEEN K | 20 |
| Jan 5, 2026 | Duelks Robert N | 91 |
| Jan 5, 2026 | Markus Maura A. | 83 |
| Jan 5, 2026 | Zavery Amit | 36 |
| Jan 5, 2026 | Nazareth Annette L. | 23 |
| Dec 10, 2025 | keller brett | 138 |
| Dec 10, 2025 | MURRAY EILEEN K | 299 |
| Dec 10, 2025 | Markus Maura A. | 160 |
| Dec 10, 2025 | Zavery Amit | 138 |
| Dec 10, 2025 | Nazareth Annette L. | 149 |
| Dec 5, 2025 | Gokey Timothy C | 5,709 |
| Dec 3, 2025 | Carey Thomas P | 10K |
| Nov 13, 2025 | FLOWERS MELVIN L | 459 |
| Nov 13, 2025 | keller brett | 459 |
| Nov 13, 2025 | MURRAY EILEEN K | 831 |
| Nov 13, 2025 | Duelks Robert N | 459 |
| Nov 13, 2025 | Markus Maura A. | 459 |
| Nov 13, 2025 | Zavery Amit | 459 |
| Nov 13, 2025 | Nazareth Annette L. | 459 |
| Oct 2, 2025 | FLOWERS MELVIN L | 9 |
| Oct 2, 2025 | keller brett | 51 |
| Oct 2, 2025 | MURRAY EILEEN K | 7 |
| Oct 2, 2025 | Carter Pamela L | 21 |
| Oct 2, 2025 | Duelks Robert N | 85 |
| Oct 2, 2025 | Markus Maura A. | 76 |
| Oct 2, 2025 | Zavery Amit | 31 |
| Oct 2, 2025 | Nazareth Annette L. | 19 |
| Sep 17, 2025 | keller brett | 121 |
Where the shares went, last 12 months
Every Form 4 movement decomposed: what flowed in (grants, vested equity, purchases) and what flowed out (tax withholding, plan sales, discretionary sales, gifts). Counted in shares, because grants carry no price.
The chart, in numbers
| Flow | Shares |
|---|---|
| Granted | 61K |
| Vested / exercised | 16K |
| Bought on market | 5,300 |
| Other in | 60 |
| Withheld for tax | 2,304 |
| Discretionary sales | 16K |
| Gifts | 23K |
| Kept | 41K |
Skin in the game
Directly held shares as reported after each trade, indexed to 100 at the start of the window, up to five years back. Direct holdings only: trust and family-entity positions are per-entity in the filings and do not sum honestly, so this chart refuses to guess. The steps are the trades.
The chart, in numbers
| Insider | Start of the window | Latest reported | Indexed, start = 100 |
|---|---|---|---|
| Gokey Timothy C | 138K | 176K | 127.9 |
| DALY RICHARD J | 129K | 103K | 80.5 |
| BRUN LESLIE A | 41K | 77K | 190.5 |
| PERRY CHRISTOPHER JOHN | 63K | 54K | 85.7 |
| Markus Maura A. | 21K | 33K | 155.5 |
Who holds what
the 14 largest holdings of 24| Insider | Role | Shares held | Buys 12 m | Sales 12 m | 12 m | Last trade |
|---|---|---|---|---|---|---|
| Gokey Timothy C CEO Last trade Mar 6, 2026 | CEO | 176K | $1.0M | – | net buying over the year: 1 month buying, 0 months selling | Mar 6, 2026 |
| DALY RICHARD J Executive Chairman Last trade Sep 6, 2024 | Officer | 118K | – | – | Sep 6, 2024 | |
| SCHIFELLITE ROBERT Corporate SVP Last trade Aug 10, 2023 | Officer | 81K | – | – | Aug 10, 2023 | |
| BRUN LESLIE A Last trade Aug 26, 2024 | Director | 77K | – | – | Aug 26, 2024 | |
| PERRY CHRISTOPHER JOHN President Last trade Nov 18, 2025 | Officer | 54K | – | $900K | net selling over the year: 0 months buying, 1 month selling | Nov 18, 2025 |
| Markus Maura A. Last trade Jun 4, 2025 | Director | 33K | – | – | Jun 4, 2025 | |
| PERNA THOMAS J Last trade Nov 22, 2022 | Director | 30K | – | – | Nov 22, 2022 | |
| KALENKA ROBERT F Corporate Vice President Last trade May 4, 2023 | Officer | 27K | – | – | May 4, 2023 | |
| Duelks Robert N Last trade Feb 6, 2026 | Director | 21K | – | $49K | net selling over the year: 0 months buying, 1 month selling | Feb 6, 2026 |
| Gumbs Keir D CVP and Chief Legal Officer Last trade Nov 9, 2023 | Officer | 18K | – | – | Nov 9, 2023 | |
| DESCHUTTER DOUGLAS RICHARD Co-President ICS Last trade Jun 6, 2025 | Officer | 18K | – | – | Jun 6, 2025 | |
| keller brett Last trade Feb 6, 2025 | Director | 17K | – | – | Feb 6, 2025 | |
| Carey Thomas P Corporate VP Last trade Dec 3, 2025 | Officer | 11K | – | $2.3M | net selling over the year: 0 months buying, 1 month selling | Dec 3, 2025 |
| Nazareth Annette L. | Director | 9,596 | – | – | – |
Open-market trade log
the 60 most recent of 663| Date | Insider | Type | Shares | Price | Value | Since trade | Filed |
|---|---|---|---|---|---|---|---|
| Jun 4, 2026 | Jarkowski Hope M. (Officer) 1,966 shares $155.00 +0.0% since trade filed Jun 5, 2026 | Discretionary sale | 1,966 | $155.00 | $305K | +0.0% | Jun 5, 2026 |
| Mar 6, 2026 | Gokey Timothy C (CEO) 5,300 shares $194.49 −20.3% since trade filed Mar 9, 2026 | Open-market buy | 5,300 | $194.49 | $1.0M | −20.3% | Mar 9, 2026 |
| Feb 6, 2026 | Duelks Robert N (Director) 253 shares $192.60 −19.5% since trade filed Aug 10, 2026 late | Discretionary sale | 253 | $192.60 | $49K | −19.5% | Aug 10, 2026 late |
| Dec 3, 2025 | Carey Thomas P (Officer) 1,150 shares $229.26 −32.4% since trade filed Dec 4, 2025 | Discretionary sale | 1,150 | $229.26 | $264K | −32.4% | Dec 4, 2025 |
| Dec 3, 2025 | Carey Thomas P (Officer) 3,516 shares $229.26 −32.4% since trade filed Dec 4, 2025 | Discretionary sale | 3,516 | $229.26 | $806K | −32.4% | Dec 4, 2025 |
| Dec 3, 2025 | Carey Thomas P (Officer) 5,548 shares $229.26 −32.4% since trade filed Dec 4, 2025 | Discretionary sale | 5,548 | $229.26 | $1.3M | −32.4% | Dec 4, 2025 |
| Nov 18, 2025 | PERRY CHRISTOPHER JOHN (Officer) 3,984 shares $226.00 −31.4% since trade filed Nov 18, 2025 | Discretionary sale | 3,984 | $226.00 | $900K | −31.4% | Nov 18, 2025 |
| Aug 25, 2025 | Gokey Timothy C (CEO) 5,674 shares $258.37 −40.0% since trade filed Aug 26, 2025 | Planned sale (10b5-1) | 5,674 | $258.37 | $1.5M | −40.0% | Aug 26, 2025 |
| Aug 18, 2025 | Gokey Timothy C (CEO) 5,675 shares $260.87 −40.6% since trade filed Aug 18, 2025 | Planned sale (10b5-1) | 5,675 | $260.87 | $1.5M | −40.6% | Aug 18, 2025 |
| Aug 15, 2025 | Gokey Timothy C (CEO) 11K shares $259.29 −40.2% since trade filed Aug 15, 2025 | Planned sale (10b5-1) | 11K | $259.29 | $2.9M | −40.2% | Aug 15, 2025 |
| Aug 14, 2025 | Gokey Timothy C (CEO) 85K shares $259.53 −40.3% since trade filed Aug 15, 2025 | Planned sale (10b5-1) | 85K | $259.53 | $22M | −40.3% | Aug 15, 2025 |
| Aug 13, 2025 | Gokey Timothy C (CEO) 39K shares $262.46 −40.9% since trade filed Aug 15, 2025 | Planned sale (10b5-1) | 39K | $262.46 | $10M | −40.9% | Aug 15, 2025 |
| Aug 12, 2025 | PERRY CHRISTOPHER JOHN (Officer) 7,036 shares $262.72 −41.0% since trade filed Aug 12, 2025 | Discretionary sale | 7,036 | $262.72 | $1.8M | −41.0% | Aug 12, 2025 |
| Jun 6, 2025 | DESCHUTTER DOUGLAS RICHARD (Officer) 4,903 shares $245.76 −36.9% since trade filed Jun 6, 2025 | Discretionary sale | 4,903 | $245.76 | $1.2M | −36.9% | Jun 6, 2025 |
| Jun 6, 2025 | Duelks Robert N (Director) 500 shares $245.15 −36.8% since trade filed Jul 28, 2025 late | Discretionary sale | 500 | $245.15 | $123K | −36.8% | Jul 28, 2025 late |
| Jun 4, 2025 | Markus Maura A. (Director) 3,556 shares $243.08 −36.2% since trade filed Jun 5, 2025 | Discretionary sale | 3,556 | $243.08 | $864K | −36.2% | Jun 5, 2025 |
| May 27, 2025 | DESCHUTTER DOUGLAS RICHARD (Officer) 5,056 shares $239.55 −35.3% since trade filed May 28, 2025 | Discretionary sale | 5,056 | $239.55 | $1.2M | −35.3% | May 28, 2025 |
| May 20, 2025 | Carter Pamela L (Director) 2,023 shares $242.23 −36.0% since trade filed May 20, 2025 | Discretionary sale | 2,023 | $242.23 | $490K | −36.0% | May 20, 2025 |
| May 20, 2025 | Carter Pamela L (Director) 2,806 shares $242.23 −36.0% since trade filed May 20, 2025 | Discretionary sale | 2,806 | $242.23 | $680K | −36.0% | May 20, 2025 |
| May 15, 2025 | Jarkowski Hope M. (Officer) 1,069 shares $240.99 −35.7% since trade filed May 16, 2025 | Discretionary sale | 1,069 | $240.99 | $258K | −35.7% | May 16, 2025 |
| May 13, 2025 | Carey Thomas P (Officer) 3,607 shares $237.26 −34.7% since trade filed May 14, 2025 | Discretionary sale | 3,607 | $237.26 | $856K | −34.7% | May 14, 2025 |
| May 7, 2025 | Stingi Richard John (Officer) 800 shares $234.81 −34.0% since trade filed May 7, 2025 | Discretionary sale | 800 | $234.81 | $188K | −34.0% | May 7, 2025 |
| May 7, 2025 | Jarkowski Hope M. (Officer) 1,068 shares $235.23 −34.1% since trade filed May 7, 2025 | Discretionary sale | 1,068 | $235.23 | $251K | −34.1% | May 7, 2025 |
| Apr 2, 2025 | Gokey Timothy C (CEO) 12K shares $245.07 −36.8% since trade filed Apr 3, 2025 | Planned sale (10b5-1) | 12K | $245.07 | $2.9M | −36.8% | Apr 3, 2025 |
| Mar 10, 2025 | Gokey Timothy C (CEO) 13K shares $235.18 −34.1% since trade filed Mar 12, 2025 | Planned sale (10b5-1) | 13K | $235.18 | $3.0M | −34.1% | Mar 12, 2025 |
| Mar 10, 2025 | Gokey Timothy C (CEO) 34K shares $235.90 −34.3% since trade filed Mar 12, 2025 | Planned sale (10b5-1) | 34K | $235.90 | $8.0M | −34.3% | Mar 12, 2025 |
| Mar 10, 2025 | Gokey Timothy C (CEO) 49K shares $235.18 −34.1% since trade filed Mar 12, 2025 | Planned sale (10b5-1) | 49K | $235.18 | $12M | −34.1% | Mar 12, 2025 |
| Mar 7, 2025 | PERRY CHRISTOPHER JOHN (Officer) 6,841 shares $235.23 −34.1% since trade filed Mar 10, 2025 | Discretionary sale | 6,841 | $235.23 | $1.6M | −34.1% | Mar 10, 2025 |
| Mar 7, 2025 | PERRY CHRISTOPHER JOHN (Officer) 7,021 shares $235.23 −34.1% since trade filed Mar 10, 2025 | Discretionary sale | 7,021 | $235.23 | $1.7M | −34.1% | Mar 10, 2025 |
| Mar 7, 2025 | PERRY CHRISTOPHER JOHN (Officer) 8,495 shares $235.23 −34.1% since trade filed Mar 10, 2025 | Discretionary sale | 8,495 | $235.23 | $2.0M | −34.1% | Mar 10, 2025 |
| Feb 27, 2025 | Duelks Robert N (Director) 485 shares $237.93 −34.9% since trade filed Feb 28, 2025 | Discretionary sale | 485 | $237.93 | $115K | −34.9% | Feb 28, 2025 |
| Feb 26, 2025 | Duelks Robert N (Director) 2,574 shares $237.15 −34.6% since trade filed Feb 26, 2025 | Discretionary sale | 2,574 | $237.15 | $610K | −34.6% | Feb 26, 2025 |
| Feb 26, 2025 | Duelks Robert N (Director) 2,690 shares $237.15 −34.6% since trade filed Feb 26, 2025 | Discretionary sale | 2,690 | $237.15 | $638K | −34.6% | Feb 26, 2025 |
| Feb 26, 2025 | Duelks Robert N (Director) 3,141 shares $237.15 −34.6% since trade filed Feb 26, 2025 | Discretionary sale | 3,141 | $237.15 | $745K | −34.6% | Feb 26, 2025 |
| Feb 6, 2025 | KELLER BRETT (Director) 1,876 shares $240.40 −35.5% since trade filed Feb 6, 2025 | Discretionary sale | 1,876 | $240.40 | $451K | −35.5% | Feb 6, 2025 |
| Feb 6, 2025 | KELLER BRETT (Director) 3,566 shares $240.40 −35.5% since trade filed Feb 6, 2025 | Discretionary sale | 3,566 | $240.40 | $857K | −35.5% | Feb 6, 2025 |
| Feb 4, 2025 | Matlin Laura (Officer) 514 shares $241.60 −35.8% since trade filed Feb 5, 2025 | Discretionary sale | 514 | $241.60 | $124K | −35.8% | Feb 5, 2025 |
| Dec 3, 2024 | Carey Thomas P (Officer) 2,502 shares $230.32 −32.7% since trade filed Dec 4, 2024 | Discretionary sale | 2,502 | $230.32 | $576K | −32.7% | Dec 4, 2024 |
| Dec 3, 2024 | Carey Thomas P (Officer) 13K shares $230.32 −32.7% since trade filed Dec 4, 2024 | Discretionary sale | 13K | $230.32 | $3.0M | −32.7% | Dec 4, 2024 |
| Nov 12, 2024 | Matlin Laura (Officer) 3,351 shares $227.65 −31.9% since trade filed Nov 12, 2024 | Discretionary sale | 3,351 | $227.65 | $763K | −31.9% | Nov 12, 2024 |
| Nov 12, 2024 | Matlin Laura (Officer) 3,459 shares $227.65 −31.9% since trade filed Nov 12, 2024 | Discretionary sale | 3,459 | $227.65 | $787K | −31.9% | Nov 12, 2024 |
| Nov 11, 2024 | Markus Maura A. (Director) 3,880 shares $227.02 −31.7% since trade filed Nov 12, 2024 | Discretionary sale | 3,880 | $227.02 | $881K | −31.7% | Nov 12, 2024 |
| Nov 11, 2024 | Carey Thomas P (Officer) 2,535 shares $226.82 −31.7% since trade filed Nov 12, 2024 | Discretionary sale | 2,535 | $226.82 | $575K | −31.7% | Nov 12, 2024 |
| Nov 11, 2024 | Carey Thomas P (Officer) 3,177 shares $226.82 −31.7% since trade filed Nov 12, 2024 | Discretionary sale | 3,177 | $226.82 | $721K | −31.7% | Nov 12, 2024 |
| Nov 11, 2024 | Carey Thomas P (Officer) 5,045 shares $226.82 −31.7% since trade filed Nov 12, 2024 | Discretionary sale | 5,045 | $226.82 | $1.1M | −31.7% | Nov 12, 2024 |
| Nov 7, 2024 | DESCHUTTER DOUGLAS RICHARD (Officer) 7,133 shares $220.21 −29.6% since trade filed Nov 8, 2024 | Discretionary sale | 7,133 | $220.21 | $1.6M | −29.6% | Nov 8, 2024 |
| Nov 7, 2024 | DESCHUTTER DOUGLAS RICHARD (Officer) 7,481 shares $220.21 −29.6% since trade filed Nov 8, 2024 | Discretionary sale | 7,481 | $220.21 | $1.6M | −29.6% | Nov 8, 2024 |
| Nov 7, 2024 | DESCHUTTER DOUGLAS RICHARD (Officer) 9,571 shares $220.21 −29.6% since trade filed Nov 8, 2024 | Discretionary sale | 9,571 | $220.21 | $2.1M | −29.6% | Nov 8, 2024 |
| Sep 10, 2024 | PERRY CHRISTOPHER JOHN (Officer) 18K shares $213.41 −27.4% since trade filed Sep 12, 2024 | Discretionary sale | 18K | $213.41 | $3.7M | −27.4% | Sep 12, 2024 |
| Sep 6, 2024 | DALY RICHARD J (Officer) 9,038 shares $207.66 −25.4% since trade filed Sep 9, 2024 | Discretionary sale | 9,038 | $207.66 | $1.9M | −25.4% | Sep 9, 2024 |
| Sep 6, 2024 | DALY RICHARD J (Officer) 13K shares $207.66 −25.4% since trade filed Sep 9, 2024 | Discretionary sale | 13K | $207.66 | $2.7M | −25.4% | Sep 9, 2024 |
| Aug 26, 2024 | BRUN LESLIE A (Director) 5,739 shares $210.05 −26.2% since trade filed Aug 27, 2024 | Discretionary sale | 5,739 | $210.05 | $1.2M | −26.2% | Aug 27, 2024 |
| Aug 23, 2024 | Gokey Timothy C (CEO) 25K shares $209.31 −26.0% since trade filed Aug 23, 2024 | Planned sale (10b5-1) | 25K | $209.31 | $5.2M | −26.0% | Aug 23, 2024 |
| Aug 21, 2024 | PERRY CHRISTOPHER JOHN (Officer) 6,501 shares $210.22 −26.3% since trade filed Aug 21, 2024 | Planned sale (10b5-1) | 6,501 | $210.22 | $1.4M | −26.3% | Aug 21, 2024 |
| Aug 19, 2024 | PERRY CHRISTOPHER JOHN (Officer) 162 shares $210.00 −26.2% since trade filed Aug 19, 2024 | Planned sale (10b5-1) | 162 | $210.00 | $34K | −26.2% | Aug 19, 2024 |
| Aug 16, 2024 | Gokey Timothy C (CEO) 25K shares $209.11 −25.9% since trade filed Aug 16, 2024 | Planned sale (10b5-1) | 25K | $209.11 | $5.2M | −25.9% | Aug 16, 2024 |
| Aug 16, 2024 | PERRY CHRISTOPHER JOHN (Officer) 300 shares $210.00 −26.2% since trade filed Aug 16, 2024 | Planned sale (10b5-1) | 300 | $210.00 | $63K | −26.2% | Aug 16, 2024 |
| Aug 15, 2024 | PERRY CHRISTOPHER JOHN (Officer) 200 shares $210.15 −26.2% since trade filed Aug 15, 2024 | Planned sale (10b5-1) | 200 | $210.15 | $42K | −26.2% | Aug 15, 2024 |
| Aug 14, 2024 | PERRY CHRISTOPHER JOHN (Officer) 8,701 shares $207.15 −25.2% since trade filed Aug 15, 2024 | Planned sale (10b5-1) | 8,701 | $207.15 | $1.8M | −25.2% | Aug 15, 2024 |
| Aug 14, 2024 | PERRY CHRISTOPHER JOHN (Officer) 8,824 shares $207.13 −25.2% since trade filed Aug 15, 2024 | Planned sale (10b5-1) | 8,824 | $207.13 | $1.8M | −25.2% | Aug 15, 2024 |
“Since trade” compares with the latest insider-implied price, not a market quote: these pages are built from filings alone. A role here is the one on that day's Form 4, so somebody promoted since appears under both titles.
Filing hygiene
311 Forms 4, 3 years
8 filed late
2 amendments
1.4 avg. days to file
How to read this
A Form 4 transaction code decides everything. P is an open-market purchase and S an open-market sale; those two are the only codes where an insider chose to trade. A is a grant, M an option exercise or vesting, F shares withheld to cover tax, G a gift. Most “insiders dumped billions” headlines are code F and M mechanics.
Sales flagged 10b5-1 run on a plan the insider adopted in advance; since 2023 every Form 4 carries that flag. Buys have historically predicted returns, sales mostly have not, and this page states filings, not advice.