Capital One insider activity
What the executives and directors of Capital One actually did with their own shares, decoded from their SEC Form 4 filings. Each figure says the stretch of time it covers.
−$89M
net open-market flow, 12 m
0 open-market buys, 12 m
97.8%
of sale value on 10b5-1 plans, 12 m
1,582 days since an insider bought, whole record
The tape: three years of insider trades
Open-market buy
Discretionary sale
Planned sale (10b5-1)
Reported-price path
Routine
Every marker sits at the price reported on the Form 4. The line is the monthly median of all prices insiders reported, so the chart needs no market feed; the grey strip is the routine flow (grants, vestings, tax withholding and gifts) that a headline gets wrong by counting it as selling.
The 203 routine events on the chart, as a list
| Date | Insider | Shares |
|---|---|---|
| Aug 1, 2026 | Hanson Jason P. | 2,907 |
| May 8, 2026 | SHATTUCK MAYO A III | 1,294 |
| May 8, 2026 | RASKIND PETER E | 1,294 |
| May 8, 2026 | Locoh-Donou Francois | 1,294 |
| May 8, 2026 | Leenaars Cornelis PAJ | 1,294 |
| May 8, 2026 | Detrick Christine Rose | 1,294 |
| May 8, 2026 | Killalea Peter Thomas | 1,294 |
| May 8, 2026 | Wong Jennifer L. | 1,294 |
| May 8, 2026 | SHEPHERD MICHAEL | 1,294 |
| May 8, 2026 | Serra Eileen | 1,294 |
| May 8, 2026 | Archibong Ime | 1,294 |
| May 8, 2026 | williams craig a. | 1,294 |
| May 8, 2026 | Harford Suni P | 1,294 |
| Apr 7, 2026 | LaPrade,III Frank G. | 11K |
| Mar 9, 2026 | FAIRBANK RICHARD D | 178K |
| Mar 9, 2026 | Alexander Robert M. | 14K |
| Mar 9, 2026 | Sanjiv Yajnik | 14K |
| Mar 9, 2026 | LaPrade,III Frank G. | 18K |
| Mar 9, 2026 | Cooper Matthew W | 12K |
| Mar 9, 2026 | Dean Lia | 12K |
| Mar 9, 2026 | Karam Celia | 11K |
| Mar 9, 2026 | Young Andrew M | 11K |
| Mar 9, 2026 | Haggerty Kaitlin | 7,714 |
| Mar 9, 2026 | Blinde Neal | 12K |
| Mar 9, 2026 | Mouadeb Mark Daniel | 7,462 |
| Mar 9, 2026 | Raghu Ravi | 6,737 |
| Mar 9, 2026 | Zamsky Michael | 8,775 |
| Mar 9, 2026 | West Kara | 6,497 |
| Feb 15, 2026 | FAIRBANK RICHARD D | 45K |
| Feb 15, 2026 | Alexander Robert M. | 3,889 |
| Feb 15, 2026 | Sanjiv Yajnik | 4,253 |
| Feb 15, 2026 | LaPrade,III Frank G. | 4,895 |
| Feb 15, 2026 | Golden Timothy P | 1,447 |
| Feb 15, 2026 | Cooper Matthew W | 4,474 |
| Feb 15, 2026 | Dean Lia | 3,836 |
| Feb 15, 2026 | Karam Celia | 3,018 |
| Feb 15, 2026 | Young Andrew M | 3,188 |
| Feb 15, 2026 | Haggerty Kaitlin | 2,350 |
| Feb 15, 2026 | Blinde Neal | 4,192 |
| Feb 15, 2026 | Mouadeb Mark Daniel | 2,945 |
| Feb 15, 2026 | Raghu Ravi | 1,657 |
| Feb 15, 2026 | Zamsky Michael | 2,449 |
| Feb 15, 2026 | West Kara | 1,756 |
| Feb 3, 2026 | FAIRBANK RICHARD D | 2,096 |
| Feb 3, 2026 | Alexander Robert M. | 7,008 |
| Feb 3, 2026 | Sanjiv Yajnik | 7,555 |
| Feb 3, 2026 | LaPrade,III Frank G. | 8,150 |
| Feb 3, 2026 | Golden Timothy P | 3,443 |
| Feb 3, 2026 | Cooper Matthew W | 8,239 |
| Feb 3, 2026 | Dean Lia | 6,682 |
| Feb 3, 2026 | Karam Celia | 5,719 |
| Feb 3, 2026 | Young Andrew M | 6,759 |
| Feb 3, 2026 | Haggerty Kaitlin | 5,373 |
| Feb 3, 2026 | Blinde Neal | 6,794 |
| Feb 3, 2026 | Mouadeb Mark Daniel | 7,331 |
| Feb 3, 2026 | Raghu Ravi | 4,443 |
| Feb 3, 2026 | Zamsky Michael | 5,231 |
| Feb 3, 2026 | West Kara | 6,165 |
| Feb 3, 2026 | Hanson Jason P. | 4,714 |
| Feb 1, 2026 | Hanson Jason P. | 15K |
Where the shares went, last 12 months
Every Form 4 movement decomposed: what flowed in (grants, vested equity, purchases) and what flowed out (tax withholding, plan sales, discretionary sales, gifts). Counted in shares, because grants carry no price.
The chart, in numbers
| Flow | Shares |
|---|---|
| From holdings | 102K |
| Granted | 340K |
| Vested / exercised | 166K |
| Withheld for tax | 199K |
| Planned sales (10b5-1) | 401K |
| Discretionary sales | 8,960 |
Skin in the game
Directly held shares as reported after each trade, indexed to 100 at the start of the window, up to five years back. Direct holdings only: trust and family-entity positions are per-entity in the filings and do not sum honestly, so this chart refuses to guess. The steps are the trades.
The chart, in numbers
| Insider | Start of the window | Latest reported | Indexed, start = 100 |
|---|---|---|---|
| FAIRBANK RICHARD D | 3.8M | 4.1M | 108.2 |
| Sanjiv Yajnik | 56K | 149K | 264.8 |
| Alexander Robert M. | 60K | 77K | 128.9 |
| LaPrade,III Frank G. | 45K | 69K | 155.2 |
Who holds what
the 14 largest holdings of 32| Insider | Role | Shares held | Buys 12 m | Sales 12 m | 12 m | Last trade |
|---|---|---|---|---|---|---|
| FAIRBANK RICHARD D Chairman and CEO Last trade Nov 4, 2025 | CEO | 4.1M | – | $46M | net selling over the year: 0 months buying, 2 months selling | Nov 4, 2025 |
| Sanjiv Yajnik President, Financial Services Last trade Sep 27, 2021 | Officer | 154K | – | – | Sep 27, 2021 | |
| Hall Sheldon Senior Advisor to CEO Last trade May 26, 2022 | CEO | 107K | – | – | May 26, 2022 | |
| Borgmann Kevin S. Senior Advisor to the CEO Last trade Aug 6, 2024 | CEO | 102K | – | – | Aug 6, 2024 | |
| Cooper Matthew W General Counsel & Corp Secy Last trade Sep 1, 2026 | Officer | 83K | – | $5.3M | net selling over the year: 0 months buying, 9 months selling | Sep 1, 2026 |
| Alexander Robert M. Chief Information Officer Last trade Jul 23, 2025 | Officer | 82K | – | – | Jul 23, 2025 | |
| LaPrade,III Frank G. Chief Enterprise Srvcs Officer Last trade Nov 13, 2025 | Officer | 69K | – | $4.0M | net selling over the year: 0 months buying, 1 month selling | Nov 13, 2025 |
| SHATTUCK MAYO A III Last trade Jun 1, 2021 | Director | 68K | – | – | Jun 1, 2021 | |
| MAHERAS THOMAS G | Director | 65K | – | – | – | |
| Young Andrew M Chief Financial Officer Last trade Nov 8, 2024 | CFO | 63K | – | – | Nov 8, 2024 | |
| Dean Lia Pres, Banking & Prem. Products Last trade Sep 15, 2026 | Officer | 61K | – | $4.1M | net selling over the year: 0 months buying, 7 months selling | Sep 15, 2026 |
| Karam Celia Pres, Retail Bank Last trade Sep 15, 2026 | Officer | 58K | – | $3.3M | net selling over the year: 0 months buying, 8 months selling | Sep 15, 2026 |
| HACKETT ANN F Last trade May 12, 2025 | Director | 56K | – | – | May 12, 2025 | |
| Haggerty Kaitlin Chief Human Resources Officer Last trade May 13, 2026 | Officer | 49K | – | $262K | net selling over the year: 0 months buying, 1 month selling | May 13, 2026 |
Open-market trade log
the 60 most recent of 13,414| Date | Insider | Type | Shares | Price | Value | Since trade | Filed |
|---|---|---|---|---|---|---|---|
| Sep 15, 2026 | Dean Lia (Officer) 2,066 shares $206.07 +0.0% since trade filed Sep 16, 2026 | Planned sale (10b5-1) | 2,066 | $206.07 | $426K | +0.0% | Sep 16, 2026 |
| Sep 15, 2026 | Karam Celia (Officer) 2,017 shares $206.07 +0.0% since trade filed Sep 16, 2026 | Planned sale (10b5-1) | 2,017 | $206.07 | $416K | +0.0% | Sep 16, 2026 |
| Sep 1, 2026 | Cooper Matthew W (Officer) 3,500 shares $214.10 −3.8% since trade filed Sep 2, 2026 | Planned sale (10b5-1) | 3,500 | $214.10 | $749K | −3.8% | Sep 2, 2026 |
| Aug 17, 2026 | Dean Lia (Officer) 1 shares $225.92 −8.8% since trade filed Aug 18, 2026 | Planned sale (10b5-1) | 1 | $225.92 | $226 | −8.8% | Aug 18, 2026 |
| Aug 17, 2026 | Dean Lia (Officer) 2,192 shares $225.52 −8.6% since trade filed Aug 18, 2026 | Planned sale (10b5-1) | 2,192 | $225.52 | $494K | −8.6% | Aug 18, 2026 |
| Aug 17, 2026 | Karam Celia (Officer) 1 shares $225.92 −8.8% since trade filed Aug 18, 2026 | Planned sale (10b5-1) | 1 | $225.92 | $226 | −8.8% | Aug 18, 2026 |
| Aug 17, 2026 | Karam Celia (Officer) 1,887 shares $225.52 −8.6% since trade filed Aug 18, 2026 | Planned sale (10b5-1) | 1,887 | $225.52 | $426K | −8.6% | Aug 18, 2026 |
| Aug 13, 2026 | Mouadeb Mark Daniel (Officer) 1,199 shares $225.00 −8.4% since trade filed Aug 17, 2026 | Planned sale (10b5-1) | 1,199 | $225.00 | $270K | −8.4% | Aug 17, 2026 |
| Aug 10, 2026 | Zamsky Michael (Officer) 5,473 shares $218.02 −5.5% since trade filed Aug 11, 2026 | Discretionary sale | 5,473 | $218.02 | $1.2M | −5.5% | Aug 11, 2026 |
| Aug 7, 2026 | Raghu Ravi (Officer) 50 shares $218.49 −5.7% since trade filed Aug 10, 2026 | Planned sale (10b5-1) | 50 | $218.49 | $11K | −5.7% | Aug 10, 2026 |
| Aug 4, 2026 | Cooper Matthew W (Officer) 3,500 shares $219.33 −6.1% since trade filed Aug 5, 2026 | Planned sale (10b5-1) | 3,500 | $219.33 | $768K | −6.1% | Aug 5, 2026 |
| Aug 4, 2026 | Mouadeb Mark Daniel (Officer) 1,183 shares $220.00 −6.3% since trade filed Aug 5, 2026 | Planned sale (10b5-1) | 1,183 | $220.00 | $260K | −6.3% | Aug 5, 2026 |
| Aug 3, 2026 | Mouadeb Mark Daniel (Officer) 690 shares $215.00 −4.2% since trade filed Aug 4, 2026 | Planned sale (10b5-1) | 690 | $215.00 | $148K | −4.2% | Aug 4, 2026 |
| Jul 31, 2026 | Raghu Ravi (Officer) 444 shares $210.70 −2.2% since trade filed Aug 3, 2026 | Planned sale (10b5-1) | 444 | $210.70 | $94K | −2.2% | Aug 3, 2026 |
| Jul 31, 2026 | Raghu Ravi (Officer) 3,462 shares $209.27 −1.5% since trade filed Aug 3, 2026 | Planned sale (10b5-1) | 3,462 | $209.27 | $724K | −1.5% | Aug 3, 2026 |
| Jul 31, 2026 | Raghu Ravi (Officer) 5,820 shares $210.02 −1.9% since trade filed Aug 3, 2026 | Planned sale (10b5-1) | 5,820 | $210.02 | $1.2M | −1.9% | Aug 3, 2026 |
| Jul 29, 2026 | Golden Timothy P (Officer) 3,487 shares $211.00 −2.3% since trade filed Jul 30, 2026 | Discretionary sale | 3,487 | $211.00 | $736K | −2.3% | Jul 30, 2026 |
| Jul 7, 2026 | Cooper Matthew W (Officer) 3,500 shares $208.00 −0.9% since trade filed Jul 8, 2026 | Planned sale (10b5-1) | 3,500 | $208.00 | $728K | −0.9% | Jul 8, 2026 |
| Jun 2, 2026 | Cooper Matthew W (Officer) 3,500 shares $183.36 +12.4% since trade filed Jun 3, 2026 | Planned sale (10b5-1) | 3,500 | $183.36 | $642K | +12.4% | Jun 3, 2026 |
| May 13, 2026 | Haggerty Kaitlin (Officer) 119 shares $182.59 +12.9% since trade filed May 14, 2026 | Planned sale (10b5-1) | 119 | $182.59 | $22K | +12.9% | May 14, 2026 |
| May 12, 2026 | Cooper Matthew W (Officer) 3,500 shares $183.93 +12.0% since trade filed May 14, 2026 | Planned sale (10b5-1) | 3,500 | $183.93 | $644K | +12.0% | May 14, 2026 |
| May 12, 2026 | Haggerty Kaitlin (Officer) 1,307 shares $183.93 +12.0% since trade filed May 14, 2026 | Planned sale (10b5-1) | 1,307 | $183.93 | $240K | +12.0% | May 14, 2026 |
| May 1, 2026 | Karam Celia (Officer) 1,749 shares $192.58 +7.0% since trade filed May 4, 2026 | Planned sale (10b5-1) | 1,749 | $192.58 | $337K | +7.0% | May 4, 2026 |
| Apr 1, 2026 | Dean Lia (Officer) 1,692 shares $185.61 +11.0% since trade filed Apr 3, 2026 | Planned sale (10b5-1) | 1,692 | $185.61 | $314K | +11.0% | Apr 3, 2026 |
| Apr 1, 2026 | Karam Celia (Officer) 1,099 shares $185.61 +11.0% since trade filed Apr 3, 2026 | Planned sale (10b5-1) | 1,099 | $185.61 | $204K | +11.0% | Apr 3, 2026 |
| Mar 2, 2026 | Dean Lia (Officer) 3,284 shares $191.00 +7.9% since trade filed Mar 3, 2026 | Planned sale (10b5-1) | 3,284 | $191.00 | $627K | +7.9% | Mar 3, 2026 |
| Mar 2, 2026 | Karam Celia (Officer) 1,636 shares $191.00 +7.9% since trade filed Mar 3, 2026 | Planned sale (10b5-1) | 1,636 | $191.00 | $312K | +7.9% | Mar 3, 2026 |
| Feb 26, 2026 | Mouadeb Mark Daniel (Officer) 1,593 shares $210.00 −1.9% since trade filed Mar 2, 2026 | Planned sale (10b5-1) | 1,593 | $210.00 | $335K | −1.9% | Mar 2, 2026 |
| Feb 25, 2026 | Mouadeb Mark Daniel (Officer) 718 shares $200.00 +3.0% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 718 | $200.00 | $144K | +3.0% | Feb 26, 2026 |
| Feb 25, 2026 | Mouadeb Mark Daniel (Officer) 791 shares $205.00 +0.5% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 791 | $205.00 | $162K | +0.5% | Feb 26, 2026 |
| Feb 25, 2026 | Hanson Jason P. (Officer) 3,729 shares $205.00 +0.5% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 3,729 | $205.00 | $764K | +0.5% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 400 shares $190.14 +8.4% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 400 | $190.14 | $76K | +8.4% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 644 shares $188.04 +9.6% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 644 | $188.04 | $121K | +9.6% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 1,900 shares $190.64 +8.1% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 1,900 | $190.64 | $362K | +8.1% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 2,918 shares $188.32 +9.4% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 2,918 | $188.32 | $550K | +9.4% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 3,182 shares $189.38 +8.8% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 3,182 | $189.38 | $603K | +8.8% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 5,983 shares $191.45 +7.6% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 5,983 | $191.45 | $1.1M | +7.6% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 7,748 shares $189.42 +8.8% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 7,748 | $189.42 | $1.5M | +8.8% | Feb 26, 2026 |
| Feb 24, 2026 | Blinde Neal (Officer) 15K shares $191.45 +7.6% since trade filed Feb 26, 2026 | Planned sale (10b5-1) | 15K | $191.45 | $2.9M | +7.6% | Feb 26, 2026 |
| Feb 4, 2026 | Dean Lia (Officer) 3,284 shares $223.68 −7.9% since trade filed Feb 5, 2026 | Planned sale (10b5-1) | 3,284 | $223.68 | $735K | −7.9% | Feb 5, 2026 |
| Feb 2, 2026 | Karam Celia (Officer) 2,108 shares $218.25 −5.6% since trade filed Feb 4, 2026 | Planned sale (10b5-1) | 2,108 | $218.25 | $460K | −5.6% | Feb 4, 2026 |
| Jan 6, 2026 | Cooper Matthew W (Officer) 2,000 shares $250.00 −17.6% since trade filed Jan 8, 2026 | Planned sale (10b5-1) | 2,000 | $250.00 | $500K | −17.6% | Jan 8, 2026 |
| Jan 5, 2026 | Raghu Ravi (Officer) 13K shares $250.00 −17.6% since trade filed Jan 6, 2026 | Planned sale (10b5-1) | 13K | $250.00 | $3.4M | −17.6% | Jan 6, 2026 |
| Jan 2, 2026 | Dean Lia (Officer) 3,163 shares $244.35 −15.7% since trade filed Jan 6, 2026 | Planned sale (10b5-1) | 3,163 | $244.35 | $773K | −15.7% | Jan 6, 2026 |
| Jan 2, 2026 | Karam Celia (Officer) 2,064 shares $244.35 −15.7% since trade filed Jan 6, 2026 | Planned sale (10b5-1) | 2,064 | $244.35 | $504K | −15.7% | Jan 6, 2026 |
| Dec 2, 2025 | Cooper Matthew W (Officer) 2,000 shares $221.54 −7.0% since trade filed Dec 3, 2025 | Planned sale (10b5-1) | 2,000 | $221.54 | $443K | −7.0% | Dec 3, 2025 |
| Dec 1, 2025 | Dean Lia (Officer) 3,269 shares $218.15 −5.5% since trade filed Dec 3, 2025 | Planned sale (10b5-1) | 3,269 | $218.15 | $713K | −5.5% | Dec 3, 2025 |
| Dec 1, 2025 | Karam Celia (Officer) 2,936 shares $218.15 −5.5% since trade filed Dec 3, 2025 | Planned sale (10b5-1) | 2,936 | $218.15 | $640K | −5.5% | Dec 3, 2025 |
| Nov 13, 2025 | LaPrade,III Frank G. (Officer) 4,276 shares $220.84 −6.7% since trade filed Nov 17, 2025 | Planned sale (10b5-1) | 4,276 | $220.84 | $944K | −6.7% | Nov 17, 2025 |
| Nov 13, 2025 | LaPrade,III Frank G. (Officer) 14K shares $222.41 −7.4% since trade filed Nov 17, 2025 | Planned sale (10b5-1) | 14K | $222.41 | $3.0M | −7.4% | Nov 17, 2025 |
| Nov 6, 2025 | Blinde Neal (Officer) 43K shares $221.83 −7.1% since trade filed Nov 7, 2025 | Planned sale (10b5-1) | 43K | $221.83 | $9.6M | −7.1% | Nov 7, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 2,100 shares $218.07 −5.5% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 2,100 | $218.07 | $458K | −5.5% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 3,881 shares $218.47 −5.7% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 3,881 | $218.47 | $848K | −5.7% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 4,389 shares $219.31 −6.0% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 4,389 | $219.31 | $963K | −6.0% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 5,169 shares $221.75 −7.1% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 5,169 | $221.75 | $1.1M | −7.1% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 5,679 shares $220.23 −6.4% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 5,679 | $220.23 | $1.3M | −6.4% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 6,102 shares $219.07 −5.9% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 6,102 | $219.07 | $1.3M | −5.9% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 16K shares $220.65 −6.6% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 16K | $220.65 | $3.6M | −6.6% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 25K shares $221.29 −6.9% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 25K | $221.29 | $5.6M | −6.9% | Nov 6, 2025 |
| Nov 4, 2025 | FAIRBANK RICHARD D (CEO) 34K shares $221.04 −6.8% since trade filed Nov 6, 2025 | Planned sale (10b5-1) | 34K | $221.04 | $7.6M | −6.8% | Nov 6, 2025 |
“Since trade” compares with the latest insider-implied price, not a market quote: these pages are built from filings alone. A role here is the one on that day's Form 4, so somebody promoted since appears under both titles.
Filing hygiene
273 Forms 4, 3 years
2 filed late
1 amendments
2.3 avg. days to file
How to read this
A Form 4 transaction code decides everything. P is an open-market purchase and S an open-market sale; those two are the only codes where an insider chose to trade. A is a grant, M an option exercise or vesting, F shares withheld to cover tax, G a gift. Most “insiders dumped billions” headlines are code F and M mechanics.
Sales flagged 10b5-1 run on a plan the insider adopted in advance; since 2023 every Form 4 carries that flag. Buys have historically predicted returns, sales mostly have not, and this page states filings, not advice.