What the executives and directors of Capital One actually did with their own shares, decoded from three years of SEC Form 4 filings.
The tape: three years of insider trades
Every marker sits at the exact price reported on the Form 4. The line is the monthly median of all prices insiders reported, so the chart needs no market feed; the gray strip is routine flow (vestings, tax withholding, gifts) that headlines love to miscount as selling.
Where the shares went, last 12 months
Every Form 4 movement decomposed: what flowed in (grants, vested equity, purchases) and what flowed out (tax withholding, plan sales, discretionary sales, gifts). Counted in shares, because grants carry no price.
Skin in the game
Directly held shares as reported after each trade, indexed to 100 five years back. Direct holdings only: trust and family-entity positions are per-entity in the filings and do not sum honestly, so this chart refuses to guess. The steps are the trades.
Who holds what
| Insider | Role | Shares held | Buys 12 m | Sales 12 m |
|---|---|---|---|---|
| FAIRBANK RICHARD D Chairman and CEO | CEO | 4.1M | — | $46.2M |
| Sanjiv Yajnik President, Financial Services | Officer | 153.9K | — | — |
| Hall Sheldon Senior Advisor to CEO | CEO | 106.5K | — | — |
| Borgmann Kevin S. Senior Advisor to the CEO | CEO | 102.5K | — | — |
| Cooper Matthew W General Counsel & Corp Secy | Officer | 86.7K | — | $5M |
| Alexander Robert M. Chief Information Officer | Officer | 81.8K | — | — |
| LaPrade,III Frank G. Chief Enterprise Srvcs Officer | Officer | 69.3K | — | $4M |
| SHATTUCK MAYO A III | Director | 67.9K | — | — |
| Dean Lia Pres, Banking & Prem. Products | Officer | 65.5K | — | $3.2M |
| MAHERAS THOMAS G | Director | 65.3K | — | — |
| Young Andrew M Chief Financial Officer | CFO | 62.6K | — | — |
| Karam Celia Pres, Retail Bank | Officer | 61.6K | — | $2.5M |
| HACKETT ANN F | Director | 56.2K | — | — |
| Mouadeb Mark Daniel President, Card | Officer | 50.3K | — | $1M |
Open-market trade log
| Date | Insider | Type | Shares | Price | Value |
|---|---|---|---|---|---|
| 2026-08-04 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 3,500 | $219.33 | $768K |
| 2026-08-04 | Mouadeb Mark Daniel (Officer) | Planned sale (10b5-1) | 1,183 | $220.00 | $260K |
| 2026-08-03 | Mouadeb Mark Daniel (Officer) | Planned sale (10b5-1) | 690 | $215.00 | $148K |
| 2026-07-31 | Raghu Ravi (Officer) | Planned sale (10b5-1) | 444 | $210.70 | $94K |
| 2026-07-31 | Raghu Ravi (Officer) | Planned sale (10b5-1) | 3,462 | $209.27 | $724K |
| 2026-07-31 | Raghu Ravi (Officer) | Planned sale (10b5-1) | 5,820 | $210.02 | $1.2M |
| 2026-07-29 | Golden Timothy P (Officer) | Discretionary sale | 3,487 | $211.00 | $736K |
| 2026-07-07 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 3,500 | $208.00 | $728K |
| 2026-06-02 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 3,500 | $183.36 | $642K |
| 2026-05-13 | Haggerty Kaitlin (Officer) | Planned sale (10b5-1) | 119 | $182.59 | $22K |
| 2026-05-12 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 3,500 | $183.93 | $644K |
| 2026-05-12 | Haggerty Kaitlin (Officer) | Planned sale (10b5-1) | 1,307 | $183.93 | $240K |
| 2026-05-01 | Karam Celia (Officer) | Planned sale (10b5-1) | 1,749 | $192.58 | $337K |
| 2026-04-01 | Dean Lia (Officer) | Planned sale (10b5-1) | 1,692 | $185.61 | $314K |
| 2026-04-01 | Karam Celia (Officer) | Planned sale (10b5-1) | 1,099 | $185.61 | $204K |
| 2026-03-02 | Dean Lia (Officer) | Planned sale (10b5-1) | 3,284 | $191.00 | $627K |
| 2026-03-02 | Karam Celia (Officer) | Planned sale (10b5-1) | 1,636 | $191.00 | $312K |
| 2026-02-26 | Mouadeb Mark Daniel (Officer) | Planned sale (10b5-1) | 1,593 | $210.00 | $335K |
| 2026-02-25 | Mouadeb Mark Daniel (Officer) | Planned sale (10b5-1) | 718 | $200.00 | $144K |
| 2026-02-25 | Mouadeb Mark Daniel (Officer) | Planned sale (10b5-1) | 791 | $205.00 | $162K |
| 2026-02-25 | Hanson Jason P. (Officer) | Planned sale (10b5-1) | 3,729 | $205.00 | $764K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 400 | $190.14 | $76K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 644 | $188.04 | $121K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 1,900 | $190.64 | $362K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 2,918 | $188.32 | $550K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 3,182 | $189.38 | $603K |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 5,983 | $191.45 | $1.1M |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 7,748 | $189.42 | $1.5M |
| 2026-02-24 | Blinde Neal (Officer) | Planned sale (10b5-1) | 15.4K | $191.45 | $2.9M |
| 2026-02-04 | Dean Lia (Officer) | Planned sale (10b5-1) | 3,284 | $223.68 | $735K |
| 2026-02-02 | Karam Celia (Officer) | Planned sale (10b5-1) | 2,108 | $218.25 | $460K |
| 2026-01-06 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 2,000 | $250.00 | $500K |
| 2026-01-05 | Raghu Ravi (Officer) | Planned sale (10b5-1) | 13.5K | $250.00 | $3.4M |
| 2026-01-02 | Dean Lia (Officer) | Planned sale (10b5-1) | 3,163 | $244.35 | $773K |
| 2026-01-02 | Karam Celia (Officer) | Planned sale (10b5-1) | 2,064 | $244.35 | $504K |
| 2025-12-02 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 2,000 | $221.54 | $443K |
| 2025-12-01 | Dean Lia (Officer) | Planned sale (10b5-1) | 3,269 | $218.15 | $713K |
| 2025-12-01 | Karam Celia (Officer) | Planned sale (10b5-1) | 2,936 | $218.15 | $640K |
| 2025-11-13 | LaPrade,III Frank G. (Officer) | Planned sale (10b5-1) | 4,276 | $220.84 | $944K |
| 2025-11-13 | LaPrade,III Frank G. (Officer) | Planned sale (10b5-1) | 13.6K | $222.41 | $3M |
| 2025-11-06 | Blinde Neal (Officer) | Planned sale (10b5-1) | 43.2K | $221.83 | $9.6M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 2,100 | $218.07 | $458K |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 3,881 | $218.47 | $848K |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 4,389 | $219.31 | $963K |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 5,169 | $221.75 | $1.1M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 5,679 | $220.23 | $1.3M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 6,102 | $219.07 | $1.3M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 16.3K | $220.65 | $3.6M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 25.4K | $221.29 | $5.6M |
| 2025-11-04 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 34.4K | $221.04 | $7.6M |
| 2025-11-04 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 2,000 | $219.41 | $439K |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 2,023 | $227.42 | $460K |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 2,122 | $227.42 | $483K |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 12.7K | $224.56 | $2.8M |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 12.8K | $224.53 | $2.9M |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 15.8K | $225.43 | $3.6M |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 17.2K | $225.39 | $3.9M |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 19.5K | $226.43 | $4.4M |
| 2025-10-27 | FAIRBANK RICHARD D (CEO) | Planned sale (10b5-1) | 21.4K | $226.43 | $4.9M |
| 2025-10-02 | Cooper Matthew W (Officer) | Planned sale (10b5-1) | 2,000 | $211.99 | $424K |
“Since trade” compares with the latest insider-implied price, not a market quote; this site carries no market data by design.
Filing hygiene
How to read this
A Form 4 transaction code decides everything. P is an open-market purchase and S an open-market sale; those two are the only codes where an insider chose to trade. A is a grant, M an option exercise or vesting, F shares withheld to cover tax, G a gift. Most “insiders dumped billions” headlines are code F and M mechanics.
Sales flagged 10b5-1 run on a plan the insider adopted in advance; since 2023 every Form 4 carries that flag. Buys have historically predicted returns, sales mostly have not, and this page states filings, not advice.